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Commodity Exchange Authority
Results: 63

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41	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-19 08:59:51 Finance Options Price Reporting Authority National market system plan Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Commodity Futures Trading Commission Futures contract Investment Advisers Act Financial markets Financial economics Financial system
42	Microsoft Word - luparello final remarks.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-02 14:51:49 Financial system United States securities law Financial Industry Regulatory Authority Commodity Futures Trading Commission Futures contract Futures exchange Margin Foreign exchange market ACT Financial economics Finance Self-regulatory organizations
43	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NFA[removed]January 14, 2008 Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-14 16:53:34 Financial economics Financial system Self-regulatory organizations United States Securities and Exchange Commission Commodities market National Futures Association Commodity Futures Trading Commission Securities Exchange Act Financial Industry Regulatory Authority United States securities law 73rd United States Congress Financial regulation
44	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 15:22:39 Financial system Late-2000s financial crisis Commodity Futures Trading Commission U.S. Securities and Exchange Commission Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Self-regulatory organization Financial Industry Regulatory Authority Futures contract United States securities law Financial regulation Financial economics
45	Transcript: SEC-CFTC Joint Meeting on Harmonization of Regulation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-30 14:32:18 Financial markets Financial system Commodity Futures Trading Commission United States securities law National Futures Association U.S. Securities and Exchange Commission Futures contract Financial Industry Regulatory Authority Self-regulatory organizations Financial economics Financial regulation
46	SEC Graduate Program JULY 23-26, 2013 Tuesday, July 23, 2013 Location: Add to Reading List Source URL: investor.gov Language: English - Date: 2013-07-15 16:05:29 Corporate crime U.S. Securities and Exchange Commission Elisse B. Walter Commodity Futures Trading Commission Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Pearlasia Gamboa Futures contract Economics Self-regulatory organizations United States securities law Financial regulation
47	2008 Annual Review - National Futures Association Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-05-12 15:40:48 Foreign exchange market Northern Forest Archipelago Financial Industry Regulatory Authority United States Financial services Foreign Exchange Dealers Coalition FXCM Self-regulatory organizations Commodity Futures Trading Commission Geography of the United States
48	Compliance Outreach Program for Broker-Dealers April 9, 2013 Washington, DC Agenda Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:43:39 Elisse B. Walter Commodity Futures Trading Commission Financial regulation Investment banking Economy of the United States Business U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
49	SEC Graduate Program JULY 23-26, 2013 Tuesday, July 23, 2013 Location: Add to Reading List Source URL: www.investor.gov Language: English - Date: 2013-07-15 16:05:29 Corporate crime U.S. Securities and Exchange Commission Elisse B. Walter Commodity Futures Trading Commission Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Pearlasia Gamboa Futures contract Economics Self-regulatory organizations United States securities law Financial regulation
50	United States (U.S.) - European Union (EU) Financial Markets Regulatory Dialogue January 30, 2014 Washington, DC Joint Statement Participants in the U.S.-EU Financial Markets Regulatory Dialogue met today to exchange Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-01-31 11:02:57 Basel II European Union Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission European Securities and Markets Authority Commodity Futures Modernization Act Financial regulation Systemic risk Bank regulation

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